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Seasoned Advocacy In Securities Litigation And FINRA Arbitration

Investors, securities firms and other professionals recognize the myriad risks present in the securities market. Regulations and federal laws are designed to mitigate these risks and encourage investor confidence in trade. When securities fraud, misconduct and other violations occur, however, it can be challenging to use the law to get justice.

In Austin, our attorneys at Brophy & Bland, PLLC have the skill and acumen required to represent your interests in securities litigation matters and Financial Industry Regulatory Authority (FINRA) arbitration proceedings. We are world-class litigators, ready to serve individuals and business interests in the surrounding area, throughout Texas and across the nation.

Asserting Your Interests Throughout Your Case

Our litigators share over 60 years of high-stakes courtroom experience. They have the tenacity and diligence necessary to navigate the legal process and design winning strategies.

We represent plaintiffs and defendants in a range of litigation issues and arbitration proceedings arising from allegations of:

  • Churning
  • Unauthorized trading
  • Trading away
  • Breach of fiduciary duty

Whether you are defending against a fraud claim or are pursuing legal action, our attorneys will give you the honest, knowledgeable advice you need to protect your interests. When you are our client, we will assess your situation to determine whether you have standing to file a claim, should pursue negotiations or fight the matter in court. It is important to us that you understand your options before you begin the legal process.

We are confident in our ability to resolve complex legal problems in a variety of venues. Take the first step toward resolving your issue when you contact us in Austin. We provide the personalized representation of a small firm while possessing the skills and resources of much larger firms.

Get Started Today

We offer one-on-one consultations with an experienced lawyer. Begin the conversation when you contact us online or call 512-764-3895.